-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tf0bEhE7Bh7aCpBg23IHiIX7uKZCZbiA/A9jnd+wSNFJFgY5gpC7UdRn/cu5j1wg AYbiuFiHrsc6ZUN8nuvd8w== 0000733269-98-000002.txt : 19980209 0000733269-98-000002.hdr.sgml : 19980209 ACCESSION NUMBER: 0000733269-98-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980206 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACXIOM CORP CENTRAL INDEX KEY: 0000733269 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 710581897 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-36226 FILM NUMBER: 98524405 BUSINESS ADDRESS: STREET 1: 301 INDUSTRIAL BLVD CITY: CONWAY STATE: AR ZIP: 72032 BUSINESS PHONE: 5013361000 MAIL ADDRESS: STREET 1: 301 INDUSTRIAL BOULEVARD CITY: CONWAY STATE: AK ZIP: 72032 FORMER COMPANY: FORMER CONFORMED NAME: CCX NETWORK INC DATE OF NAME CHANGE: 19880816 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN CHARLES D JR CENTRAL INDEX KEY: 0000937331 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 301 INDUSTRIAL BLVD CITY: CONWAY STATE: AR ZIP: 72032 BUSINESS PHONE: 5013361000 MAIL ADDRESS: STREET 1: 301 INDUSTRIAL BLVD CITY: CONWAY STATE: AR ZIP: 72032 SC 13G/A 1 SCHEDULE 13G - AMENDMENT NO. 12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* Acxiom Corporation (Name of Issuer) Common Stock, $.10 par value (Title of Class of Securities) 005-125-109 (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 005-125-109 1. NAME OF REPORTING PERSON/ I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Charles D. Morgan, individually 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America 5. SOLE VOTING POWER NUMBER OF 4,045,087.3(1)(2) SHARES 6. SHARED VOTING POWER BENEFICIALLY 0 OWNED BY 7. SOLE DISPOSITIVE POWER EACH 3,795,087.3(2) REPORTING 8. SHARED DISPOSITIVE POWER PERSON WITH 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,045,652.3(2)(3) - -------- (1) On October 15, 1996, the reporting person entered into an "equity swap" transaction with a bank pursuant to which the reporting person received a line of credit "LOC" secured by 250,000 shares of common stock (the "pledged shares"). Loans made pursuant to the LOC will bear interest at varying LIBOR rates. The LOC is for a period of five years, and at the expiration of that period the reporting person is obligated to repay the outstanding balance of any loans made pursuant to the LOC. At that time, if the market price of Acxiom common stock is less than $18.285 per share, the bank will deliver to the reporting person the pledged shares plus cash in an amount equal to the difference between the then market value of the pledged shares and the value of such shares based on a price of $18.285 per share; if the market price of Acxiom common stock is greater than $38.195 per share, the reporting person will receive the pledged shares and be required to deliver cash to the bank in an amount equal to the difference between the then market value of the pledged shares and the value of such shares based on a price of $38.195 per share. Any dividends received by the reporting person on the pledged shares during the term of the agreement will be paid to the bank, and the reporting person will retain voting rights. (2) Includes 236,905 shares subject to currently exercisable options. (3) Includes 565 shares held by minor child. 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES N/A 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.7% 12. TYPE OF REPORTING PERSON IN Item 1(a). Name of Issuer: Acxiom Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 301 Industrial Boulevard P.O. Box 2000 Conway, AR 72033-2000 Item 2(a). Name of Person Filing: Charles D. Morgan, individually Item 2(b). Address of Principal Business Office or, if none, Residence: 301 Industrial Boulevard P.O. Box 2000 Conway, AR 72033-2000 Item 2(c). Citizenship: United States of America Item 2(d). Title of Class of Securities: Common Stock, $.10 par value Item 2(e). CUSIP Number: 005-125-109 Item 3(a-h). If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: N/A Item 4(a). Amount Beneficially Owned: 4,045,652.3(2)(3) Item 4(b). Percent of Class: 7.7% Item 4(c). Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 4,045,087.3(2) (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 3,795,087.3(2) (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class: N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: N/A Item 8. Identification and Classification of Members of the Group: N/A Item 9. Notice of Dissolution of Group: N/A Item 10. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 6, 1998 /s/ Charles D. Morgan ----------------------------------- Charles D. Morgan, Individually - -------- (2) Includes 236,905 shares subject to currently exercisable options. (3) Includes 565 shares held by minor child. -----END PRIVACY-ENHANCED MESSAGE-----